By Robert Field
In order to save our republic from slipping away, the need has arisen to bring about controls on how elections are funded and to alter the structure of our federal government.
Given their experiences and struggles with England, our founding fathers understandably had distaste for the parliamentary form of the British government, with its powerful monarchy and the House of Lords that shared power with the House of Parliament. They focused on checks and balances against future abuse of power.
But both the English and American governments have evolved over almost two and a half centuries, the former for the good. We should take another look.
Perhaps it takes oldsters to believe in reform. They have lived long enough to have witness much change taking place. Those who are observant of such matter understand that bringing about change requires much work, devotion, perseverance, and time… more often than not, a lot of time.
Repeal of the constitutional amendment creating alcohol prohibition only took a decade; banning smoking in public areas took twice as long and still isn’t complete; enacting female suffrage in the USA was a ninety-year struggle.
This article’s author labored with twenty other leaders for over a quarter of a century to bring about today’s reforms concerning drug policy reform and harm reduction. We understand that change is possible, even if its achievement must await future generations.
The parallel between the end of the Roman Republic and what is occurring with our American Republic has been a subject of these columns. The Roman Republic decline started about 133 BCE with the violation of Senate tradition by the Gracchi Brothers. Over decades, partisanship increased, willingness to compromise declined, the tradition of courtesies among legislators whithered; this was followed by acts of disrespect, then intimidation, violence, murder and eventually civil wars.
The Republic ended and was supplanted by the Empire with the ascension of Caesar Augustus as de facto emperor in 31 BCE.
Unless corrective actions are taken, we fear that the United States will continue down a similar path to authoritarian governance.
Sweltering in Philadelphia’s Independence Hall with windows shut to ensure secrecy during the summer days of 1787, our nation’s founding fathers gave little if any thought to the possibility of political parties. There is no reference to them in the Constitution. The emergence of a conservative / urban party led by Alexander Hamilton and a liberal / agricultural party organized by Thomas Jefferson and James Madison was anathema to President George Washington.
Over the course of U. S. history, there almost always were two major parties who cooperated fairly well on major issues. But at times they became polarized, hostile, and ultimately failed to address the needs and problems of the nation. The decade preceding the Civil War is an example.
Just as then, today we have national political dysfunction. No president, without the majority support from both houses of Congress and often permission by the Supreme Court, can effectively lead.
The Administration requires legislative authority for changes from both Houses of Congress. The Senate and House each requires the consent of the other and, in most matters, also the Administration.
To further complicate matters, the Supreme Court at times becomes highly political, delivering decisions lacking apparent solid basis in law or legal precedents.
In 2000, the Supremes astonished scholars by ignoring the Constitution and past precedents and anointed George W. Bush as president. The Supremes were so embarrassed by their own actions that they wrote that their ruling was not to be treated as a future precedent! In that case, whatever harm was done was by the party approving the ‘butterfly ballot’ in West Palm Beach County Florida which gained thousands of Jewish votes for Pat Buchannan and cost Al Gore the presidency, despite his half million vote plurality in the general election. In its ultimate effect, the decision made little difference. Under the Constitution, the House of Representative would have chosen between the candidates with each state allowed but one vote and there were more Republican states than Democrats.
However, the 2010 Citizens United ruling which opened the floodgates to virtually unlimited campaign contributions, thus further shifting control of the nation to the super rich and their special interests. Corporations were initially authorized so that investors would not be personally responsible for debt of a company. Does it make sense that a corporation should have the same civic rights to make campaign contributions as a citizen? Will they next get to vote and be drafted into the army? But there is nothing to be done to correct matters apart from amending the Constitution.
As for a highly polarized Congress, lessons learned in the past from Keynesian economics were ignored despite the urgings of President Barack Obama, and the result is the snail’s pace recovery from the Great Recession of 2008.
The failure of our economy to grow, our inability to totally reform our wasteful health care system, and costs resulting from the winding down of two dubious and tragic wars, have caused our country not only to stand still but to slide backwards as we consume capital created by past generations and fail to replace, let alone add to it.
Much of this has been encouraged and sustained by unlimited and largely secret campaign contributions and the skillful gerrymandering of congressional districts to thwart the will of the substantial majority of voters. In Pennsylvania, 13 out of 18 congressional seats are currently filled by Republicans despite the large Democrat majority in the statewide vote.
Because most Congressional seats are ‘safe’ for a party, congressional representatives mostly are determined through party primaries, making candidates unduly responsive to the extreme wings of their party. This causes wariness about compromise and contributes to government paralysis.
With leadership of the Administration and at least one House of Congress often controlled by opposing parties, little can be accomplished.
In contrast, upon the election of members to a parliament, the party or coalition with a majority determines who will be prime minister and head of government.
There is no clash between administrative and the legislature because they are one and the same. So long as the party (or coalition) has the support of the majority of parliament members, the government can move ahead with its programs within constitutional limits.
Voting is held at least once every four or five years for members of parliament. Also, an election is mandated when the party or coalition in power is not able to obtain majority approval from Parliament for a major initiative or a “vote of confidence”.
The minority party creates a “shadow cabinet” so that transition can be quick and new officials well prepared. In the USA, there is a two and a half month delay and, in most cases, months more pass before appointees are approved by Congress.
Under the parliament system, campaigning takes place over a period of a proscribed couple of months.
Theoretically, there is a potential for so many parties that an effective coalition cannot be achieved. We see this with the Israel Knesset. But history has shown this to be a rarity.
In order to curtail campaign contributions and / or to adopt a parliamentary form of government, both houses of Congress can agree on such an amendment and two third of the states must ratify. This has been the path in the past.
However, the more likely alternative for these more complex matters would be the Constitutional alternative whereby two-thirds of the state legislatures call for a convention. The resulting recommendations would then have to be ratified by a vote of three-quarters of the states.
Is such a major change anything more to our Constitution but a fantasy? We think not. If circumstances continue to worsen due to unbridled power of special interest and resulting government misdirection or paralysis, a second Constitutional Congress may be convened by the middle of our century.
Until then, it would be useful to experiment with mock conventions with a cross section of citizens taking part. How they operate and what they ‘enact’ would be instructive. It would also be useful to encourage colleges and even secondary schools to do so.
There is another alternative that could evolve rather than being enacted.
During the middle of the 20th century, there was serious debate as to whether Communism better serves what we then referred to as “underdeveloped countries.” Our attention was especially directed at China. Its dismemberment over the prior two centuries had left most of its vast population in dire poverty.
What we hardly anticipated was that communism in most places would ultimately evolve into capitalism, yet would remain under the same authoritarian, one party system. While personal liberties have been restricted, rapid economic growth has vastly improved the well being of the general population.
The common understanding among such single party governments is they must rapidly improve the economic and health condition of their people in order to remain in power. The result has been an Asian miracle of development and prosperity.
The inability of the waning Roman Republic to maintain peace and contain corruption led to an authoritarian form of government under an emperor. Few want that to be the future for the USA.
Some generation must start work towards a second Constitutional Convention.
Let it be ours.
The reality is that ultra-conservatives would scream long and loud that the “liberals” are trying to redesign the Constitution into a “socialist state”, while these very same ultra-conservatives would be spending incredible amounts of money and influence to change the Constitution so it limits the rights of the individual while expanding the influence of corporations and ultra-conservative special interest groups.
The first link cites Singapore, among others, for a different way of doing business. Of interest might be drug policy whereby users are afforded treatment and dealers are hanged. Singapore hasn’t much of a drug problem.
http://lancasteronline.newspaperdirect.com/epaper/viewer.aspx
This second link says a 34 states have called for a constitutional convention. maybe it will happen.
http://www.newsmax.com/US/constitutional-convention-Boehner-balanced-budget/2014/04/11/id/565155/
Your piece seems to call for national Socialism. Right?
Anonymous doesn’t realize that the Democrats and Republicans, doesn’t matter if they wear the conservative or liberal label, are all owned by the multi-national corporations, big finance and other special interests. They could care less about what is best for the country.
They throw bones to their various voting blocs and espouse the usual slogans that their constituencies lap up. They use the flavor of the day liberal/conservative rallying point to divide the people.
Unfortunately the majority of the voters are either too lazy, living nicely off some government program or just plain too stupid, to realize that the politicians from both parties are running the country into the ground and destroying our Constitutional rights so that they can enrich their benefactors and themselves at the expense of the country and our children’s future.
Make no mistake about it, we are no longer represented by these people, we are ruled by them for the benefit of the elite.
Good thoughts to put out. People need to be thinking about how our 200+ year Constitution needs updating. The Parliamentary approach has a lot of advantages over the current US system. The timing of this article is important because of recent academic research that has shown the democratic legitimacy of the United States is now in question. Many of us who work in trying to improve the country have experienced this reality, but now recent academic work has shown the US is more of a plutocracy that operates under a false veil of democracy. As this is more widely understood it will create a crisis of legitimacy. See Fighting for a Legitimate Democracy, Of, By and For The People. This is the root of all of the multiple crisis the country faces.
One thing I’d put more emphasis on in the Parliamentary system is the advantage of having small parties having a voice in the legislative process throughout the legislative session. The line can be drawn wherever makes sense, e.g. a party that get 5% of the vote gets 5% of the legislators, or the line can be drawn higher at 10% or wherever makes sense. This means that if your views are not in line with the two big parties, your vote for one of the alternatives means your voice will be heard throughout the legislative session; and often one of the large parties will have to ally with smaller parties, even put them in the cabinet, in order to create a ruling majority so more views are represented. This is much more democratic than the winner-take-all system which ends up shutting out minority views once the election is over (and how many times have we seen minority views grow to become majority views — indeed, some of the most important majority views that end up positively transforming the nation).
Other countries are also making it easier to remove representatives who do not represent the views of their constituents. So often there are campaign promises that turn out to be unfulfilled with the politician actually going in the opposite direction once elected. One party in Spain is using the ability to recall as a tool in having representatives who are required to represent their constituents. With the Internet making communication so easy, it allows for elected representatives to involve their constituents in helping to decide critical votes. A new constitution needs to leave open the possibilities of more democratic participation beyond election day.
Related to increasing democracy is the virtue of including direct democracy in the system. We have seen repeatedly how voter initiatives have broken through the dysfunction of the status quo and the parties that represent current interests. The people are often ahead of elected leaders and they need a greater voice than merely having representatives acting for them. I like the state-level initiative process because it allows for experimentation at the state level as the country tries to solve vexing problems or end failed policies that obviously do not work. We would never have made as much progress on drug policy reform if it had not been for local and then statewide voter initiatives. There is also a case to be made for national initiatives and that should be included in the mix of a new constitution.
One other matter on democracy that needs to be considered is participatory decision making, where the public actually makes decisions on budget priorities. This is now being tried on the local level, it began in one ward in Chicago four years ago (it actually began in Latin America many years ago and has moved to Europe, as usual the US is behind) and is now being used in multiple cities. Participatory budgeting allows for people to decide how money is spent. It is usually limited to capital spending for infrastructure and not for hiring personnel. This is still in the early stages but it could easily expand. It would be so interesting to see what people would recommend for a budget, e.g. when people file their tax forms they could designate how their dollars should be spent, i.e. 10% for education, 20% for healthcare, 15% for infrastructure etc. I bet it would be a very different budget than we currently see. I know when participatory budgeting has been used at the local level the people have made different decisions than when the alderman decided on his own. The pie chart changed from a few large pieces of pie to 15 or more smaller pieces. And, people got very involved in making the decisions — and seemed to make very smart decisions. It seems like a remarkably successful process. See http://www.participatorybudgeting.org/.
We just had a very interesting conference we organized in Baltimore about economic democracy, i.e. giving people greater control over economic decisions at their workplace, in their community and in the city. See Enthusiasm High for New Economy In Baltimore. People really want more democracy — more say in their futures. It is very exciting. The conflict between a small group ruling vs real democracy has been a conflict since the founding. The founders actually stopped the more democratic instincts that were showing before the American Revolution and put in place a much more plutocratic constitution tht focused more on property rights than human rights and blocked real democracy. Only 6% were allowed to vote in the election for George Washington. Gradually, we have expanded the right to vote but now because of various factors elections have become well managed to prevent real choices. See Lifting the Veil of Mirage Democracy in the United States. But, it is evident that government is completely out of step with the people on every major issue of the day, see The People Are With Us and We Stand With The Majority. The people would rule better than the elites.
There are some very big issues that are not addressed in your essay but are the root of the rot of US democracy and that is the rule of money and corporate power. The issues of corporations being human, money being speech and the inability of the Congress and executive branch to control how elections are funded. A series of Supreme Court decisions (you mention Citizen’s United, but that is just one) have made it impossible to control money in politics without a constitutional amendment or the Supreme Court reversing a long line of cases. We really have become a government ruled by money (where bribery, done the right way, is legal) and not a government ruled by the people. See Move To Amend.
Regarding Citizen’s United, the thing that bothers me about it is not only the open floodgates, but that it results not in funding candidates or parties but creating independent electoral vehicles. As a result, a big-funded independent group can run negative attack ads that are not even based in the truth but the candidate they are supporting has no ability to stop them. In fact, the candidate and the independent super-PAC are not supposed to coordinate. This results in campaigns where irresponsible statements are made but the voters cannot hold the candidate responsible. It moves campaigns from being controlled by candidates and parties — who are responsible for what is said — to anonymously funded super-PACs where no one is responsible. Citizen’s United did not open the floodgates to campaign contributions, but rather opened the floodgates to independent campaign spending.
Finally, whenever I have thought through a constitutional convention I get stuck on who comes to the convention — who participates in the drafting of the new constitution. With the rule of money still dominating elections, I suspect we’d have a bunch of plutocrats or people who are indebted to plutocrats drafting the new constitution so I would not expect a big improvement. We need to figure out a better way. One model that was tried in Iceland which I found exciting was a crowd-sourced constitution, where people would participate through wiki-technology in drafting the constitution. They wrote a very smart constitution, unfortunately in their process the legislature was the first level of approval and they refused to allow it to go forward. See Iceland Crowd-Sources Its Next Constitution, Post-Mortem on Icelandic Constitution.
It might be interesting to try to do a crowd-sourced constitution using wiki technology rather than a mock constitutional convention. This would be an opportunity to really get people involved in a more widespread way than a mock constitutional convention. Looking at polls of where Americans actually stand on issues, I suspect the people would come up with something very progressive that would be a helpful starting point for wherever the constitutional process went.
Obviously, these are issues that I spend a lot of time on, so I hope these comments are helpful to your already solid first draft.
KZ